Why do so many successful financial advisors feel trapped?This is a State of the Union of the financial advisor transition market. ---Contact & connect with me:Text or Call:…
The most common and biggest mistake I see financial advisors make in their due diligence is getting lured to the wrong firm by the up-front money. --Contact & connect with me:Text or call: (908) 902…
"Why would I take advice about launching a practice from someone who's never experienced this before? Do you understand the gravity of it?"Prior to becoming an independent financial advisor recruiter…
Nic shares about their transition from the bank to independence. How to effectively communicate with clients, emphasizing the importance of transparency, trustworthiness, and positivity with clients.…
This episode provides an overview of LPL's Strategic Wealth Services model, which offers turnkey support for breakaway advisors seeking independent growth. Advisors are able to focus on their clients…
The Federal Trade Commission voted to finalize its rule banning employers from using noncompete clauses in almost all circumstances. Under the FTC's final rule, noncompete agreements would no longer…
The feedback I'm hearing the most from financial advisors considering their independent transition options, is: "That payout sounds too good to be true?"Here's a quick episode that breaks down what an…
When speaking with advisors in the employee channel interested in what a transition to independence might be like, I've been asked: "What are independent advisors doing to grow their business?"I…
Now, more than ever, I'm speaking with employee financial advisors, and financial advisors already at an independent broker dealer, that are interested in learning more about the RIA channel.When…
"What are you looking for in a new firm?"Financial Advisor: "It's hard to know. I don't even know my options?"In this short podcast episode I quickly discuss the challenges advisors are facing trying…
